No. 3:06CV531.

598 F.Supp.2d 731 (2008)

SECURITIES and EXCHANGE COMMISSION, Plaintiff, v. John F. MANGAN, Jr., Defendant.

United States District Court, W.D. North Carolina, Charlotte Division.

August 20, 2008.

Attorney(s) appearing for the Case

Catherine Eleni Pappas, U.S. Securities and Exchange Commission, Philadelphia, PA, for Plaintiff.

Cory Hohnbaum, George Carruthers Covington, King & Spalding LLP, James F. Wyatt, III, Robert Adams Blake, Jr., Wyatt & Blake, LLP, Charlotte, NC, for Defendant.


GRAHAM C. MULLEN, District Judge.

This matter is before the court upon the parties' cross-motions for summary judgment.


This lawsuit arises out of a short sale of stock1 in a company called CompuDyne Corporation ("CDCY") made by the Defendant, John F. Mangan ("Mangan"). In 2001, CDCY was a company in the public safety and security business. In the months prior to September 11, 2001, CDCY stock...

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