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SWAB FINANCIAL v. E*TRADE SECURITIES

No. B191166.

58 Cal.Rptr.3d 904 (2007)

150 Cal.App.4th 1181

SWAB FINANCIAL, Plaintiff and Respondent, v. E*TRADE SECURITIES, Defendant and Appellant.

Court of Appeal of California, Second District, Division Five.

May 17, 2007.

Attorney(s) appearing for the Case

Morgan, Lewis & Bokius, Michael J. Lawson, Thomas M. Peterson, Joseph E. Floren, Jonathan M. Degooyer and Umung D. Varma, San Francisco, for Defendant and Appellant.

Siciliano & Weeks, Nicholas A. Siciliano and David E. Weeks, Westlake Village, for Plaintiff and Respondent.

TURNER, P.J.

I. INTRODUCTION

Defendant, E Trade Securities, LLC, appeals from an order vacating an arbitration award against plaintiff, SWAB Financial, LLC. The trial court found plaintiff's rights were substantially prejudiced by the National Association of Securities Dealers arbitrators' failure to postpone the arbitration hearing upon sufficient cause being shown. We conclude the arbitrators did not abuse...

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