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IN RE KAREL

No. 33191.

162 P.3d 758 (2007)

In the Matter of Vondean Renee KAREL, a Registered Broker-Dealer Agent Under the Uniform Securities Act (2004.). Vondean Renee Karel, Petitioner-Appellant, v. State of Idaho, Department of Finance, Respondent.

Supreme Court of Idaho, Boise, May 2007 Term.

June 27, 2007.

Attorney(s) appearing for the Case

Givens Pursley, LLP, Boise, for Appellant. David R. Lombardi argued.

Hon. Lawrence G. Wasden, Attorney General, Boise, for Respondent. Joseph B. Jones argued.

TROUT, Justice.

Vondean Renee Karel appeals from a district court decision affirming a final order by the Department of Finance (Department), which resulted in the suspension of Karel's license as a securities agent. The Department suspended her license for a six-month period based on its finding that Karel violated Idaho Code section 30-14-411(d) by refusing to provide records requested during a 2005 audit and investigation...

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