Lahtinen, J.
Respondent Charles Schwab & Company, Inc. (hereinafter respondent) was petitioner's securities broker during the late 1990s when petitioner sustained significant financial losses. Petitioner filed a complaint in the Office of Dispute Resolution of the National Association of Securities Dealers alleging that his losses were caused by misleading conduct and gross negligence of respondent. An extensive arbitration proceeding ensued, culminating in a...
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