1. Home
  2. Browse Decisions
  3. F.3d
  4. 475 F.3d
  5. 475 F.3d 392 (2007)
 

S.E.C. v. WASHINGTON INV. NETWORK

No. 05-5433.

475 F.3d 392 (2007)

SECURITIES AND EXCHANGE COMMISSION, Appellee v. WASHINGTON INVESTMENT NETWORK AND ROBERT RADANO, Appellants.

United States Court of Appeals, District of Columbia Circuit.

Decided February 6, 2007.

Attorney(s) appearing for the Case

Russell G. Ryan argued the cause for appellants. With him on the briefs was Bradley H. Cohen.

Mark R. Pennington, Assistant General Counsel, Securities & Exchange Commission, argued the cause for appellee. With him on the brief were Brian G. Cartwright, General Counsel, and Jacob H. Stillman, Solicitor.

Before: GINSBURG, Chief Judge, and TATEL and BROWN, Circuit Judges.

Opinion for the Court filed by Circuit Judge BROWN.

BROWN, Circuit Judge.

Appellants ask us to reverse the district court's finding that appellant Washington Investment Network ("WIN") violated sections 203(f), 206(1), and 206(2) of the Investment Advisers Act of 1940 (the "Act"), 15 U.S.C. §§ 80b-3(f), 80b-6(1), and 80b-6(2), and that appellant Robert Radano aided and abetted those violations. Appellants also seek to vacate the district court's...

Let's get started

Leagle.com

Welcome to the leading source of independent legal reporting
Sign on now to see your case.
Or view more than 10 million decisions and orders.

  • Updated daily.
  • Uncompromising quality.
  • Complete, Accurate, Current.

Listed below are the cases that are cited in this Featured Case. Click the citation to see the full text of the cited case. Citations are also linked in the body of the Featured Case.

Cited Cases

  • No Cases Found

Listed below are those cases in which this Featured Case is cited. Click on the case name to see the full text of the citing case.

Citing Cases