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FROMM v. ING FUNDS DISTRIBUTOR, LLC

No. 07 Civ. 1398(SHS).

486 F.Supp.2d 348 (2007)

Stuart FROMM, Petitioner, v. ING FUNDS DISTRIBUTOR, LLC, Lauren Bensinger, Robert J. Boulware, Bayard Closser, John Heilner, and Richard Jiminez, Respondents.

United States District Court, S.D. New York.

May 24, 2007.

Attorney(s) appearing for the Case

Kenneth Andrew Goldberg, Goldberg & Fliegel LLP, New York City, for Petitioner.

Emily J. Burkhardt, Kurtis A. Powell, Hunton & Williams LLP, Atlanta, GA, for Respondents.

OPINION AND ORDER

STEIN, District Judge.

Stuart Fromm has petitioned this Court to modify an arbitration award dated December 5, 2006, in which a National Association of Securities Dealers ("NASD") arbitration panel resolved a dispute between Fromm and his former employer, ING Funds Distributor, Inc. ("ING"), and five ING employees. The arbitration panel found in petitioner's favor and awarded him $42,500, but Fromm asserts that the

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