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UBS FINANCIAL SERVICES, INC. v. BRANTON

Nos. 2-05-140-CV, 2-05-156-CV.

241 S.W.3d 179 (2007)

UBS FINANCIAL SERVICES, INC. f/k/a UBS Painewebber, Inc., UBS Global Asset Management, Inc., Kortney Paul, and William Riley, Appellants v. Bill BRANTON, Appellee. and In re UBS Financial Services, Inc. f/k/a UBS Painewebber, Inc., UBS Global Asset Management, Inc., Kortney Paul, and William Riley, Relators.

Court of Appeals of Texas, Fort Worth.

October 25, 2007.

Attorney(s) appearing for the Case

William S. Montgomery, Robert B. Gilbreath, Jeffrey L. Crouch, Brandy M. Wingate, Dallas, for Appellants.

C.W. "Dub" Stocker, III, Thomas S. Brandon, Jr., William Brent Shellhorse, Fort Worth, for Appellee.

PANEL B: HOLMAN, GARDNER, and McCOY, JJ.

OPINION

DIXON W. HOLMAN, Justice.

This is a securities case in which Bill Branton ("Branton") sued UBS Financial Services., Inc. (f/k/a UBS PaineWebber, Inc.), UBS Global Asset Management, Inc., and two UBS brokers, Kortney J. Paul and William Riley (collectively "UBS," when appropriate) for various causes of action arising out of brokerage agreements entered into between Branton and UBS.

UBS filed a motion to compel arbitration pursuant to five...

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