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S.E.C. v. KOENIG

No. 02 C 2180.

532 F.Supp.2d 987 (2007)

SECURITIES and EXCHANGE COMMISSION, Plaintiff, v. James E. KOENIG, Defendant.

United States District Court, N.D. Illinois, Eastern Division.

December 3, 2007.

Attorney(s) appearing for the Case

John D. Worland, Jr., Richard B. Skaff, Robert Blair Kaplan, Robert William Pommer, III, U.S. Securities & Exchange Commission, Washington, DC, John E. Birkenheier, Securities & Exchange Commission, Chicago, IL, AUSA, United States Attorney's Office, Chicago, IL, for Plaintiff.

Sarah R. Wolff, Christopher R. Clark, Jonathan Stuart Quinn, Isa Ann Kistler, Matthew John O'Hara, Reed Smith Sachnoff & Weaver, Chicago, IL, for Defendant.

MEMORANDUM OPINION AND ORDER

WAYNE R. ANDERSEN, District Judge.

Before the court is the Securities and Exchange Commission's ("SEC") request for remedies. On March 26, 2002, the SEC filed a civil action against defendant James Koenig ("Koenig") and five other officers of Waste Management, Inc. ("WM") alleging violations of section 17(a) of the Securities Act of 1983, sections 10(b), 13(a) and 13(b) of the Securities Exchange Act of 1934 and Exchange...

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