S.E.C. v. ROSZAK

No. 06 C 3166.

495 F.Supp.2d 875 (2007)

SECURITIES and EXCHANGE COMMISSION, Plaintiff, v. Matthew ROSZAK, et al., Defendants.

United States District Court, N.D. Illinois, Eastern Division.

July 10, 2007.


Attorney(s) appearing for the Case

Jason R. Berkowitz, Robert K. Levenson, U.S. Securities & Exchange Commission, Miami, FL, for Plaintiff.

Lisa L. Tharpe, Phillip M. Goldberg, Andrea Kathleen Zollett, Foley & Lardner, Chicago, IL, for Defendants.


MEMORANDUM OPINION AND ORDER

CASTILLO, District Judge.

The Securities and Exchange Commission ("SEC") brought this civil action alleging violations of Section 10(b) of the Securities Exchange Act of 1934 ("the Exchange Act"), 15 U.S.C. § 78j(b), and Rule 10b-5, 17 C.F.R. § 240.10b-5 against Defendants Matthew Roszak ("Roszak"), Darrin Edgecombe ("Edgecombe"), Douglas Jozwiak ("Jozwiak"), Trifon Beladakis ("Beladakis") and Mark Michel ("Michel...

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