STATE of Wisconsin, Plaintiff-Respondent,
v.
Kevin F. McGUIRE, Defendant-Appellant.
Court of Appeals of Wisconsin.https://leagle.com/images/logo.png
Submitted on Briefs January 25, 2007.
Opinion Filed May 2, 2007.
Attorney(s) appearing for the Case
On behalf of the defendant-appellant, the cause was submitted on the briefs of Timothy A. Provis, of Port Washington.
On behalf of the plaintiff-respondent, the cause was submitted on the brief of Peggy A. Lautenschlager, Attorney General, and Mark A. Neuser, Assistant Attorney General.
An amicus curiae brief was filed by David A. Cohen, Randall E. Schumann, and Leslie M. Van Buskirk, of Madison, on behalf of the Wisconsin Department of Financial Institutions, Division of Securities.
Before SNYDER, P.J., BROWN and NETTESHEIM, JJ.
Court of Appeals of Wisconsin.
¶ 1 NETTESHEIM, J.
This case examines whether a promissory note issued to a sole investor is a "security" within the meaning of WIS. STAT. § 551.02(13) (2005-06).1 Kevin F. McGuire appeals a judgment convicting him of fraud in connection with the sale of securities, contrary to WIS. STAT. § 551.41(2). Without revealing pertinent information regarding his financial and criminal history, McGuire gave his paramour a promissory...
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