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C.F.T.C. v. LAKE SHORE ASSET MANAGEMENT LTD.

No. 07-2790.

496 F.3d 769 (2007)

COMMODITY FUTURES TRADING COMMISSION, Plaintiff-Appellee, v. LAKE SHORE ASSET MANAGEMENT LIMITED, Defendant-Appellant.

United States Court of Appeals, Seventh Circuit.

Decided August 2, 2007.

Attorney(s) appearing for the Case

Martin B. White, Commodity Futures Trading Commission Office of the General Counsel, Washington, DC, Diane Romaniuk, Commodity Futures Trading Commission, Chicago, IL, for Plaintiff-Appellee.

William J. Nissen, Sidley Austin, Chicago, IL, for Defendant-Appellant.

Before EASTERBROOK, Chief Judge, and BAUER and MANION, Circuit Judges.

EASTERBROOK, Chief Judge.

The Commodity Futures Trading Commission believes that Lake Shore Asset Management, a commodity-pool operator and adviser in the derivatives business, has failed to produce on demand the records required by 7 U.S.C. § 6n(3)(A) and the corresponding regulations, 17 C.F.R. §§ 1.31, 4.23, and 4.33. On June 27, 2007, the day after the CFTC filed its complaint, the district court issued an ex parte order requiring Lake Shore...

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