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IN RE MERRILL LYNCH & CO., INC. RESEARCH REPORTS

Nos. 02 MDL 1484(JFK), 02 Civ. 8472(JFK).

375 B.R. 719 (2007)

In re MERRILL LYNCH & CO., INC. RESEARCH REPORTS SECURITIES LITIGATION. This Document Relates To: Shadi S. Dabit v. Merrill Lynch, Pierce, Fenner & Smith, Inc.

United States District Court, S.D. New York.

September 18, 2007.

Attorney(s) appearing for the Case

Federman & Sherwood, William B. Federman, of Counsel, Dunn, Swann & Cunningham, Clell I. Cunningham, III, of Counsel, Oklahoma City, OK, for Plaintiff.

Skadden, Arps, Slate, Meagher & Flom LLP, Jay B. Kasner, Scott D. Musoff, Joanne Gaboriault, of Counsel, New York, NY, for Defendant.

OPINION & ORDER

JOHN F. KEENAN, District Judge.

BACKGROUND

Plaintiff Shadi S. Dabit ("Dabit", or "Plaintiff') has moved to join or, alternatively, to substitute the trustee of his estate in bankruptcy as plaintiff in this putative securities class action. For the reasons that follow, Dabit's motion is denied.

Dabit, a former broker of Defendant Merrill Lynch, Pierce, Fenner & Smith, Inc. ("Merrill Lynch", or "Defendant")...

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