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S.E.C. v. DRUFFNER

Civil Action No. 03-12154-NMG.

517 F.Supp.2d 502 (2007)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. Martin J. DRUFFNER, Justin F. Ficken, Skifter Ajro, John S. Peffer, Marc J. Bilotti and Robert E. Shannon, Defendants.

United States District Court, D. Massachusetts.

August 14, 2007.

Attorney(s) appearing for the Case

R. Bradford Bailey, Gary G. Pelletier, Denner Pellegrino LLP, Laurie C. Carafone, Michael A. Collora, David M. Osborne, Dwyer & Collora, LLP, J.W. Codinha, David M. Ryan, Deborah L. Thaxter, Nixon Peabody, LLP, Kay B. Lee, Test, Hurwitz, & Thibeault, LLP, Jason C. Moreau, John A. Sten, Greenberg Traurig LLP, Robert L. Ullmann, Nutter, Sarah E. Walters Nutter, McClennen & Fish, LLP, Boston, MA, Steven N. Fuller, Akerman Senterfitt LLP, Lauderdale, FL, Daniel M. Rabinovitz, Michaels & Ward, LLP, Boston, MA, for Defendants.

Franklin C. Huntington, IV Securities and Commission, Beth Lehman, R. Daniel O'Connor, Securities and Exchange Commission, Daniel M. Rabinovitz, Michaels & Ward, LLP, Boston, MA, Jeffrey T. Infelise, U.S. Securities and Exchange Commission, Washington, DC, for Plaintiff.

MEMORANDUM & ORDER

NATHANIEL M. GORTON, District Judge.

This is an SEC enforcement action for violation of 15 U.S.C. § 77q(a), 15 U.S.C. § 78j(b) and 17 C.F.R. § 240.10b-5. Currently pending before the Court is a motion of Plaintiff Securities and Exchange Commission ("the SEC") for summary judgment with respect to Defendant Justin F. Ficken ("Ficken"), one of the six individuals named in the Complaint. The

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