GURFEIN v. AMERITRADE, INC.

No. 04 Civ. 9526(LLS).

411 F.Supp.2d 416 (2006)

Hadassah GURFEIN, individually and on behalf of all others similarly situated, Plaintiff, v. AMERITRADE, INC., Ameritrade Online Holdings Corp., Knight Trading, Group, LLC, Knight Financial Products, LLC, Knight Execution Partners, LLC and American Stock Exchange, LLC, Defendants.

United States District Court, S.D. New York.

January 26, 2006.


Attorney(s) appearing for the Case

Daniel Robert Lapinski, Olimpio Lee Squitieri, Squitieri & Fearon LLP, New York, NY, Frederick W. Gerkens, III, John Halebian, Lovell Stewart Halebian, LLP, New York, NY, for Plaintiff.

Richard John Morvillo, Mayer, Brown, Rowe & Maw, LLP, Washington, DC, John J. Calandra, McDermott, Will & Emery, LLP, New York, NY, H. Peter Haveles, Jr., Hoffman & Roth, LLP, New York, NY, Ivan O. Kline, Friedman, Wittenstein & Hochman, PC, New York, NY, for Defendants.

Richard A. Speirs, Zwerling, Schachter & Schwerling, New York, NY, for Movant.


OPINION and ORDER

STANTON, District Judge.

In this class action alleging violations of federal law, state law, and SEC Rule 10b-5, defendants1 move to dismiss the amended complaint pursuant to Fed.R.Civ.P. 12(b)(6).

BACKGROUND

The allegations arise from activities related to options trading. The amended complaint alleges misrepresentations and manipulative acts, committed with the purpose of defrauding...

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