S.E.C. v. TREADWAY

No. 04 Civ. 3464(VM).

438 F.Supp.2d 218 (2006)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. Stephen J. TREADWAY and Kenneth W. Corba, Defendants.

United States District Court, S.D. New York.

June 9, 2006.


Attorney(s) appearing for the Case

Dorothy Heyll, Jose F. Sanchez Securities And Exchange Commission Northeast Regional Office, New York, NY, Richard G Primoff, Nicolas Morgan, U.S. Securities & Exchange Commission, New York, NY, Sam S. Puathasnanon, Securities And Exchange Commission, Los Angeles, CA, Rachel Lois Izower, Securities Exchange Commission (Broadway), New York, NY, for Securities and Exchange Com'n.

Maxine Gail Sleeper, Alan Levine, Kronish Lieb Weiner & Hellman L.L.P., New York, NY, for Stephen J. Treadway.

Abigail Kaufman Hemani, Adam B. Ziegler, Goodwin Procter LLP(Boston), Boston, MA, David B. Pitofsky, Richard Mark Strassberg, Goodwin Procter, LLP(NYC), New York, NY, for Kenneth W. Corba.


DECISION AND ORDER

MARRERO, District Judge.

In anticipation of the trial of this matter, Plaintiff the Securities and Exchange Commission (the "SEC"), Defendant Steven J. Treadway ("Treadway"), and Defendant Kenneth W. Corba ("Corba") have filed several motions in limine to exclude various pieces of evidence. The Court reviewed the parties' submissions in support of and in opposition to these various...

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