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JOHNSON v. JOHN HANCOCK FUNDS

217 S.W.3d 414 (2006)

Annie E. Hyde JOHNSON et al. v. JOHN HANCOCK FUNDS et al.

Court of Appeals of Tennessee, at Nashville.

June 30, 2006.

Permission to Appeal Denied November 20, 2006.

Attorney(s) appearing for the Case

H. Naill Falls, Jr., Nashville, Tennessee, for the appellants, Annie E. Hyde Johnson, Linda D. Johnson, and Mary Anne Howland.

Hugh C. Howser, Jr. and Kevin C. Baltz, Nashville, Tennessee, for the appellee, Signator Investors, Inc.

Permission to Appeal Denied by Supreme Court November 20, 2006.

OPINION

WILLIAM C. KOCH, JR., P.J., M.S., delivered the opinion of the court, in which PATRICIA J. COTTRELL and FRANK G. CLEMENT, JR., JJ., joined.

This appeal involves a dispute between a registered investment advisor and three of its clients regarding the investment advice the clients received from one of its agents. The clients filed suit against the advisor in the Chancery Court...

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