UNITED STATES of America, Appellee,
v.
Frank QUATTRONE, Defendant-Appellant.
United States Court of Appeals, Second Circuit.https://leagle.com/images/logo.png
Argued: July 12, 2005.
Decided: March 20, 2006.
Attorney(s) appearing for the Case
Mark F. Pomerantz (John H. Longwell, Christopher Hyde Giampapa, Tina Samanta, Joshua Hill, and Barbara Llanes, Paul, Weiss, Rifkind, Wharton & Garrison, LLP; Andrew L. Frey, Andrew H. Schapiro, and Lauren R. Goldman, Mayer, Brown, Rowe & Maw LLP, New York, New York, on the brief), Paul, Weiss, Rifkind, Wharton & Garrison LLP, New York, NY, for Defendant-Appellant.
David B. Anders, Assistant United States Attorney, Southern District of New York (David N. Kelly, United States Attorney, on the brief, Jessica A. Mordas and Harry Sandick, Assistant United States Attorneys, of counsel) New York, NY, for Appellee.
Before: WESLEY and HALL, Circuit Judges, and SCULLIN, Chief District Judge.
United States Court of Appeals, Second Circuit.
WESLEY, Circuit Judge.
This case arose out of parallel investigations2 of Initial Public Offering ("IPO") allocation practices alleged to have been employed by Wall Street investment-banking firms, including Credit Suisse First Boston Corporation ("CSFB").3 The investigations focused on allegations that allocations in forthcoming "hot issues"4
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