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S.E.C. v. DIBELLA

No. 3:04 CV 1342(EBB).

409 F.Supp.2d 122 (2006)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. William A. DIBELLA and North Cove Ventures, LLC., Defendants.

United States District Court, D. Connecticut.

January 10, 2006.

Attorney(s) appearing for the Case

John B. Hughes, U.S. Attorney's Office, New Haven, CT, Linda B. Bridgman, Luke T. Cadigan, US Securities and Exchange Commission, Boston, MA, for Plaintiff.

Hugh F. Keefe, Lynch, Traub, Keefe & Errante, New Haven, CT, Richard S. Kraut, Dilworth Paxton LLP, Washington, DC, for Defendants.

RULING ON DEFENDANTS' MOTION FOR PARTIAL SUMMARY JUDGMENT AND MOTION TO STRIKE

ELLEN BREE BURNS, Senior District Judge.

I. Introduction

The Defendants, William A. DiBella ("DiBella") and North Cove Ventures, LLC ("North Cove") (collectively, "Defendants"), filed a motion for summary judgment and to strike various claims in the Securities and Exchange Commission's ("SEC") complaint. The complaint alleges that Defendants...

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