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REISWIG v. DEPARTMENT OF CORPORATIONS

No. G036509.

50 Cal.Rptr.3d 386 (2006)

144 Cal.App.4th 327

Ronald Edward REISWIG et al., Plaintiffs and Respondents, v. DEPARTMENT OF CORPORATIONS FOR the STATE OF CALIFORNIA et al., Defendants and Appellants.

Court of Appeal of California, Fourth District, Division Three.

October 27, 2006.

Attorney(s) appearing for the Case

Mark T. Uyeda and Kirk E. Wallace for Defendants and Appellants.

Baker Law Group and John H. Baker, Irvine, for Plaintiffs and Respondents.

OPINION

FYBEL, J.

INTRODUCTION

This case presents a single issue: Whether the investment offered by Fidelity Insured Deposits, Inc. (Fidelity), constitutes a security under California law, subject to the regulatory jurisdiction of the California Department of Corporations (DOC). We conclude the investment was not a security and affirm.

Fidelity offered prospective investors yields on certificates...

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