SECURITIES AND EXCHANGE COMMISSION v. NACCHIO

No. CIVA05CV00480MSK-CBS.

438 F.Supp.2d 1266 (2006)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. Joseph P. NACCHIO, Robert S. Woodruff, Robin R. Szeliga, Afshin Mohebbi, James J. Kozlowski, and Frank T. Noyes, Defendants.

United States District Court, D. Colorado.

March 29, 2006.


Attorney(s) appearing for the Case

Polly Arlene Atkinson, U.S. Securities & Exchange Commission-Colorado, Denver Regional Office, Denver, CO, Mary S. Brady, U.S. Securities & Exchange Commission-Colorado, Denver, CO, Patricia E. Foley, Robert M. Fusfeld, Thomas J. Krysa, U.S. Securities & Exchange Commission-Colorado, Denver Regional Office, Denver, CO, for Securities and Exchange Commission, Plaintiff.

Terry W. Bird, Bird, Marella, Boxer, Wolpert, Nessim, Drooks & Lincenberg, Mark T. Drooks, Bird, Marella, Boxer, Wolpert, Nessim, Drooks & Lincenberg, Los Angeles, CA, Patrick John Kanouff, Davis & Ceriani, P.C., Denver, CO, Thomas Vincent Reichert, Bird, Marella, Boxer, Wolpert, Nessim, Drooks & Lincenberg, Los Angeles, CA, for Robin R. Szeliga, Defendant.

Patrick J. Burke, Burke & Neuwirth, PC, Denver, CO, Noah D. Genel, Paul R. Grand, Morvillo, Abramowitz, Grand, Iason, Anello & Bohrer, PC, New York, NY, Dean Steven Neuwirth, Burke & Neuwirth, PC, Denver, CO, for Afshin Mohebbi, Defendant.

Richard B. Caschette, Starrs, Mihm & Caschette, LLP, Denver, CO, David Lawrence Cook, David Meister, James D. Miller, Wesley Railey Powell, Clifford Chance, U.S. LLP-New York, New York, NY, for Robert S. Woodruff, Defendant.

Phillip L. Douglass, Kevin D. Evans, Steese & Evans, PC, Denver, CO, for James J. Kozlowski, Defendant.

David Richard Fine, Walter W. Garnsey, Jr., Kelly/Haglund/Garnsey & Kahn LLC, Denver, CO, Richard L. Jacobson, Arnold & Porter LLP—DC, Washington, DC, Michael D. Trager, Arnold & Porter LLDC, Washington, DC, for Gregory M. Casey, Defendant.

Marci A. Gilligan, Richilano & Gilligan, P.C., Denver, CO, Michael J. Grudberg, Scott M. Himes, Stillman & Friedman, PC, New York, NY, James D. Kilroy, Snell & Wilmer, LLP—Denver, Denver, CO, Alain Leibman, Edward S. Nathan, Stern & Kilcullen, Roseland, NJ, Diane J. Nehro, Stillman & Friedman, PC, New York, NY, Neil Peck, Snell & Wilmer, LLP—Denver, Denver, CO, John M. Richilano, Richilano & Gilligan, P.C., Denver, CO, Joel M. Silverstein, Jeffrey Speiser, Herbert J. Stern, Stern & Kilcullen, Roseland, NJ, Charles A. Stillman, Stillman & Friedman, PC, New York, NY, for Joseph P. Nacchio, Defendant.

William J. Leone, U.S. Attorney's Office—Denver, Denver, for USA, Intervenor.

Forrest W. Lewis, Forrest W. Lewis, P.C., Denver, for Frank T. Noyes, Defendant.


OPINION AND ORDER GRANTING IN PART AND DENYING IN PART MOTIONS TO DISMISS AND MOTION TO STRIKE

KRIEGER, District Judge.

THIS MATTER comes before the Court pursuant to Defendant James Kozlowski's (hereafter "Kozlowski") Motion to Dismiss (# 51), Plaintiff Securities and Exchange Commission's (hereafter "the SEC") response (# 76), and Kozlowski's reply (# 90); the SEC's Motion to Strike (# 54) Kozlowski's Answer (# 53)...

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