TROMBETTA v. RAYMOND JAMES FINANCIAL SERV.


907 A.2d 550 (2006)

James TROMBETTA, Tara Trombetta Witover and Julie Trombetta Gray, Appellants, v. RAYMOND JAMES FINANCIAL SERVICES, INC., Raymond James & Associates, Inc., Peter Gialames and Edward Lewis, v. Neil M. Niren, M.D., and James A. Trombetta, James Trombetta, Tara Trombetta Witover and Julie Trombetta Gray, v. Raymond James Financial Services, Inc., Raymond James & Associates, Inc., Peter Gialames and Edward Lewis, Appellees, v. Neil M. Niren, M.D., and James A. Trombetta, Appeal of: Raymond James Financial Services, Inc., Raymond James & Associates, Inc. and Edward Lewis.

Superior Court of Pennsylvania.

Filed August 22, 2006.


Attorney(s) appearing for the Case

Kerrin M. Kowach, Pittsburgh, for Trombetta.

David C. Franceski, Philadelphia, for Lewis.

Richard B. Tucker, III, Pittsburgh, for Niren.

BEFORE: DEL SOLE, P.J.E., TAMILIA and JOHNSON, JJ.


OPINION BY TAMILIA, J.:

¶ 1 James Trombetta and his daughters Tara Trombetta Witover and Julie Trombetta Gray appeal from the March 4, 2005 Order denying appellants' request for de novo review of an unfavorable decision rendered by a three-member National Association of Securities Dealers arbitration panel ("NASD arbitration panel").

¶ 2 Raymond James Financial Services, Inc., Raymond James &...

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