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AVELLO v. S.E.C.

No. 05-2850.

454 F.3d 619 (2006)

Nicholas T. AVELLO, Petitioner, v. SECURITIES AND EXCHANGE COMMISSION, Respondent.

United States Court of Appeals, Seventh Circuit.

Decided May 26, 2006.

Published July 21, 2006.

Rehearing and Suggestion for Rehearing Denied July 26, 2006.

Attorney(s) appearing for the Case

Nicholas T. Avello, Addison, IL, pro se.

Jacob H. Stillman, Office of the General Counsel, Washington, DC, Mary Keefe, Chicago, IL, for Respondent.

Before POSNER, ROVNER, and WILLIAMS, Circuit Judges.

Rehearing and Suggestion for Rehearing En Banc Denied July 26, 2006.

WILLIAMS, Circuit Judge.

Nicholas T. Avello is a certified public accountant who was sanctioned with a letter of caution by the National Association of Securities Dealers for submitting inaccurate financial reports. He now petitions for review of an order of the Securities and Exchange Commission upholding the disciplinary action, arguing that rules he was held to have violated do not apply...

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