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STAS v. PENNSYLVANIA SECURITIES COM'N

910 A.2d 125 (2006)

Deborah Ann STAS, Petitioner v. PENNSYLVANIA SECURITIES COMMISSION, Respondent.

Commonwealth Court of Pennsylvania.

Decided November 3, 2006.

Attorney(s) appearing for the Case

Edwin L. Stock, Reading, for petitioner.

Theodore R. Mann and Ralph S. Snyder, Philadelphia, for respondent.

BEFORE: FRIEDMAN, Judge, and COHN JUBELIRER, Judge, and McCLOSKEY, Senior Judge.

OPINION BY Judge COHN JUBELIRER.

Deborah Ann Stas (Petitioner) petitions for review of an order of the Pennsylvania Securities Commission (Commission), which found that she violated Sections 201 and 401(a)-(c) of the Pennsylvania Securities Act of 1972(Act).1 The Commission: (1) barred Petitioner, for a period of ten years, from representing to the public that she is an issuer who offers or sells securities in the State, registering as...

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