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OLSON v. WEXFORD CLEARING SERVICES CORP.

No. 03-1223.

397 F.3d 488 (2005)

Lawrence W. OLSON, Individually and as Trustee of the Lawrence W. Olson Charitable Remainder Trust Dated 11/01/92, Plaintiff-Appellant, v. WEXFORD CLEARING SERVICES CORP., Defendant-Appellee.

United States Court of Appeals, Seventh Circuit.

Decided February 3, 2005.

Attorney(s) appearing for the Case

Peter B. Shaeffer (argued), Chicago, IL, for Plaintiff-Appellant.

Robert P. Bramnik (argued), Duane Morris, Chicago, IL, for Defendant-Appellee.

Before WOOD, EVANS, and WILLIAMS, Circuit Judges.

WOOD, Circuit Judge.

Suspecting that something was fishy with his brokerage accounts, Lawrence Olson initiated arbitration proceedings before the National Association of Securities Dealers (NASD) against a number of entities, including Wexford Clearing Services Corporation, the firm responsible for clearing the trades placed by Olson's brokerage firm. Approximately four months after the arbitration panel dismissed Wexford from the proceedings, Olson filed a petition...

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