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BLACK v. FINANTRA CAPITAL, INC.

Docket No. 03-9206.

418 F.3d 203 (2005)

Herbert BLACK, Plaintiff-Appellant, v. FINANTRA CAPITAL, INC., Robert D. Press, Maynard J. Hellman, and Alyce B. Schreiber, Defendants-Appellees, Charles Litt, Arthur J. Press, Evaldo F. Dupuy, Thomas W. Dwyer, and Vern E. Landeck, Defendants.

United States Court of Appeals, Second Circuit.

Decided August 8, 2005.

Attorney(s) appearing for the Case

Christopher Lovell, New York, N.Y. (Frederick W. Gerkens, III, Christopher J. Gray, Lovell Stewart Halebian LLP, of counsel), for Plaintiff-Appellant.

Jerry D. Bernstein, New York, N.Y. (Harris N. Cogan, Jordana Cooper, Blank Rome LLP, of counsel), for Defendants-Appellees Finantra Capital, Inc., Robert D. Press, and Alyce B. Schreiber.

W. Todd Boyd, Miami, FL (Boyd & Greene LLC, of counsel), for Defendant-Appellee Maynard J. Hellman.

Before OAKES, SACK and PARKER, Circuit Judges.

OAKES, Senior Circuit Judge.

A jury awarded Herbert Black $1,011,362.63 in compensatory damages on his federal securities fraud claim against defendants Finantra Capital, Inc. ("Finantra") and Robert Press, Finantra's chief executive officer and chairman of the board, for violation of Section 10(b) of the Securities Exchange Act of 1934, 15 U.S.C. § 78j, and concomitant Rule 10b-5.1 Black...

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