1. Home
  2. Browse Decisions
  3. F.3d
  4. 409 F.3d
  5. 409 F.3d 93 (2005)
 

DL CAPITAL GROUP v. NASDAQ STOCK MARKET

Docket No. 04-3027-CV.

409 F.3d 93 (2005)

DL CAPITAL GROUP, LLC, on behalf of itself and all others similarly situated, Plaintiff-Appellant, v. NASDAQ STOCK MARKET, INC. and Robert Greifeld, Defendants-Appellees, Jay Krishnaiah, Kwok Yau-Tong, Anthony Fulkerson, Adam Baruchowitz, Anselm Lin, Craig Allen, Craig Conway and Colonial Fund, LLC, Movants.

United States Court of Appeals, Second Circuit.

Decided: May 26, 2005.

Attorney(s) appearing for the Case

Appearing for Plaintiff-Appellant: Robert I. Harwood (Matthew M. Houston and Joshua D. Glatter, on the brief), Wechsler Harwood LLP, New York, N.Y. and Sherrie R. Savett, Barbara A. Podell, Douglas M. Risen, Berger & Montague, P.C., Philadelphia, PA, of counsel.

Appearing for Defendants-Appellees: Douglas R. Cox (F. Joseph Warin and Michael J. Edney, on the brief), Gibson, Dunn & Crutcher LLP, Washington, D.C.

Before: WINTER, KATZMANN, Circuit Judges. and MURTHA, District Judge.

KATZMANN, Circuit Judge.

In this case, we are asked to circumscribe the scope of the absolute immunity we have previously extended to so-called self-regulatory organizations ("SROs") when they engage in conduct consistent with the quasi-governmental powers delegated to them pursuant to the Securities Exchange Act of 1934 and the regulations and rules promulgated thereunder. However, because we believe that—at least in

Let's get started

Leagle.com

Welcome to the leading source of independent legal reporting
Sign on now to see your case.
Or view more than 10 million decisions and orders.

  • Updated daily.
  • Uncompromising quality.
  • Complete, Accurate, Current.

Listed below are the cases that are cited in this Featured Case. Click the citation to see the full text of the cited case. Citations are also linked in the body of the Featured Case.

Cited Cases

  • No Cases Found

Listed below are those cases in which this Featured Case is cited. Click on the case name to see the full text of the citing case.

Citing Cases