PENNECOM B.V. v. MERRILL LYNCH & CO., INC.

Docket No. 03-7774.

372 F.3d 488 (2004)

PENNECOM B.V., Plaintiff-Appellant, v. MERRILL LYNCH & CO., INC., Merrill Lynch International, Inc. and Paul A. Pittman, Defendants-Appellees.

United States Court of Appeals, Second Circuit.

Decided: June 28, 2004.


Attorney(s) appearing for the Case

Henry J. Fieldman, Fieldman Hay & Ullman, LLP, New York, NY (Anthony B. Ullman, on the brief), for Appellant.

E. Michael Bradley, Jones Day, New York, NY (Mark S. Mandel and Traci L. Lovitt, on the brief), for Appellees.

Before: LEVAL, SOTOMAYOR, and WESLEY, Circuit Judges.


LEVAL, Circuit Judge.

Plaintiff-appellant PenneCom B.V. ("PenneCom") appeals from a judgment of the United States District Court for the Southern District of New York (Chin, J.) granting the motion of defendants-appellees Merrill Lynch & Co., Inc., Merrill Lynch International, Inc., and Paul A. Pittman (collectively, "Merrill Lynch") to dismiss by reason of collateral estoppel. Merrill Lynch had advised Elektrim S.A. ("Elektrim"), a Polish company, when...

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