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PEOPLE v. COHEN

9 A.D.3d 71 (2004)

773 N.Y.S.2d 371

THE PEOPLE OF THE STATE OF NEW YORK, Respondent, v. ADAM COHEN, Appellant. THE PEOPLE OF THE STATE OF NEW YORK, Respondent, v. STANLEY COHEN, Appellant. THE PEOPLE OF THE STATE OF NEW YORK, Respondent, v. JAMIE K.C. SCHER, Appellant. THE PEOPLE OF THE STATE OF NEW YORK, Respondent, v. TODD SPEHLER, Appellant.

Appellate Division of the Supreme Court of the State of New York, First Department.

March 11, 2004.

Attorney(s) appearing for the Case

Robert M. Morgenthau, District Attorney, New York County (Gina Mignola and Amyjane Rettew of counsel), for respondent.

Mark L. Freyberg for Adam Cohen and another, appellants.

Jeremy Gutman for Stanley Cohen, appellant.

Roger J. Schwarz for Todd Spehler, appellant.

SAXE, SULLIVAN, LERNER and FRIEDMAN, JJ., concur.

OPINION OF THE COURT

TOM, J.P.

This appeal arises from the perjury convictions of an interrelated group of persons who, while under oath before the National Association of Securities Dealers (NASD), falsely denied that one of the defendants, Stanley Cohen, supervised a retail sales operation of a stock brokerage firm, Renaissance Securities Financial Corporation (Renaissance), despite a 1973 Securities and Exchange Commission (SEC) order barring him for...

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