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S.E.C. v. PIMCO ADVISORS FUND MANAGEMENT LLC

No. 04 Civ. 3464(VM).

341 F.Supp.2d 454 (2004)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. PIMCO ADVISORS FUND MANAGEMENT LLC, Pea Capital LLC f/k/a Pimco Equity Advisors LLC, Pimco Advisors Distributors LLC, Stephen J. Treadway, and Kenneth W. Corba, Defendants.

United States District Court, S.D. New York.

October 22, 2004.

Attorney(s) appearing for the Case

Nicolas Morgan, Adam Schneir, U.S. Securities and Exchange Commission, Los Angeles, CA, for plaintiff.

Alan Levine, Kronish Lieb Weiner & Hellman, L.L.P., Richard Mark Strassberg, Goodwin Procter LLP, New York City, for defendants.

DECISION AND ORDER

MARRERO, District Judge.

Defendants Stephen J. Treadway ("Treadway") and Kenneth W. Corba ("Corba") have each moved to dismiss the Complaint filed against them by the Securities and Exchange Commission ("SEC") in this action. For the reasons discussed below, the Court denies Treadway's motion in its entirety, and denies Corba's motions to dismiss all claims except for those alleging...

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