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GARVIN v. SECRETARY OF STATE

No. A03A2145.

596 S.E.2d 166 (2004)

266 Ga. App. 66

GARVIN v. SECRETARY OF STATE.

Court of Appeals of Georgia.

Reconsideration Denied March 4, 2004.

Certiorari Denied June 7, 2004.

Certiorari Granted June 7, 2004.

Attorney(s) appearing for the Case

Browning & Tanksley, George T. Smith, Marietta, for appellant.

Thurbert E. Baker, Atty. Gen., William W. Banks, Jr., John B. Ballard, Jr., Asst. Attys. Gen., Robin A. Golivesky, Atlanta, for Appellee.

McCall, Finney & Phillips, Fred T. Finney, amicus curiae.

ANDREWS, Presiding Judge.

We granted Jim Garvin's1 application for discretionary appeal to review the judgment of the superior court affirming the decision of the Commissioner of Securities2 that Garvin sold unregistered securities, and did so without himself being registered as a dealer or salesperson authorized to sell securities. For the following reasons, we...

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