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PODANY v. ROBERTSON STEPHENS, INC.

Nos. 03 Civ. 3961(GEL), 03 Civ. 4018(GEL).

350 F.Supp.2d 375 (2004)

Roger A. PODANY, for himself and all others similarly situated, Plaintiffs, v. ROBERTSON STEPHENS, INC., and Paul Johnson, Defendants. Anthony V. Finazzo, for himself and all others similarly situated, Plaintiffs, v. Robertson Stephens, Inc., and Paul Johnson, Defendants.

United States District Court, S.D. New York.

May 24, 2004.

Attorney(s) appearing for the Case

Joseph H. Weiss, Jack I. Zwick, Weiss & Yourman, New York City (Kevin J. Yourman, Jordan L. Lurie, Leigh A. Parker, Weiss & Yourman, Los Angeles, CA, of Counsel), John Balestriere (for Finazzo plaintiffs only), Marc I. Gross, Pomerantz Haudek Block Grossman & Gross LLP, New York City; and Jacqueline Sailer, Gregory B. Linkh, Rabin, Murray & Frank LLP, New York City, for Podany and Finazzo plaintiffs.

Andrew J. Frackman, Jill G. Fieldstein, Brendan Dowd, O'Melveny & Myers LLP, New York City, for defendant Robertson Stephens, Inc.

Eric S. Goldstein, Matthew J. Gaul, Douglas M. Pravda, Paul, Weiss, Rifkind, Wharton & Garrison LLP, New York City, for defendant Paul Johnson.

OPINION AND ORDER

LYNCH, District Judge.

These two actions involve claims that an equity analyst, defendant Paul Johnson, engaged in a scheme with the knowledge of his employer broker-dealer, defendant Robertson Stephens, to commit securities fraud by publishing false statements of opinion about two stock issuers, Redback and Sycamore, in reports distributed by Robertson Stephens. Plaintiffs are investors who purchased the securities of Redback and...

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