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CV HOLDINGS, LLC v. ARTISAN ADVISORS, LLC

9 A.D.3d 654 (2004)

780 N.Y.S.2d 425

CV HOLDINGS, LLC, Respondent, v. ARTISAN ADVISORS, LLC, Appellant.

Appellate Division of the Supreme Court of the State of New York, Third Department.

July 8, 2004.

LAHTINEN, J.

Plaintiff is a holding company owned by Robert Abrams. One of its major subsidiaries is Capitol Vial, Inc., a manufacturer of sterile vials. Defendant is an investment banking firm owned and operated by Roger Baumann. Following various discussions between Abrams and Baumann about the possibility of Baumann providing services pertaining to a possible sale of all or part of plaintiff, Baumann sent an engagement letter to Abrams on behalf of defendant, his...

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