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BOULET v. BANGOR SECURITIES INC.

No. CIV.04-09-P-H.

324 F.Supp.2d 120 (2004)

Richard H. BOULET, et al., Plaintiffs, v. BANGOR SECURITIES INCORPORATED, et al., Defendants.

United States District Court, D. Maine.

May 26, 2004.

Attorney(s) appearing for the Case

Daniel G. Lilley, Christian C. Foster, Daniel G. Lilley Law Offices, P.A., Portland, ME, for Plaintiffs.

Daniel J. Mitchell, Bernstein, Shur, Sawyer, & Nelson, Portland, ME, for Defendants.

MEMORANDUM DECISION AND ORDER ON DEFENDANT BANGOR SECURITIES INCORPORATED'S MOTION TO DISMISS OR TO STAY AND COMPEL ARBITRATION

HORNBY, District Judge.

The issue in this lawsuit is whether a Client's Margin Agreement obligates brokerage customers to arbitrate disputes with the brokerage firm. Arbitrability hinges on the scope of the term "broker" as used in the Agreement: Does it mean only an individual stock broker or does it include the brokerage firm...

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