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S.E.C. v. DIVERSIFIED CORPORATE CONSULTING GROUP

No. 02-13446.

378 F.3d 1219 (2004)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff-Appellee, v. DIVERSIFIED CORPORATE CONSULTING GROUP, Defendant-Appellant.

United States Court of Appeals, Eleventh Circuit.

July 27, 2004.

Attorney(s) appearing for the Case

Kevin W. Doman, Yankee Companies, LLC, Ocala, FL for Defendant-Appellant.

Michael A. Conley, Eric Summergrad, Luis de la Torre, Washington, DC, for Plaintiff-Appellee.

Before TJOFLAT and CARNES, Circuit Judges, and CONWAY, District Judge.

PER CURIAM:

This action was brought in the district court by the Securities and Exchange Commission ("SEC") against Diversified Corporate Consulting Group, L.C. ("Diversified"),1 Joseph Radcliffe, William A. Calvo III, and Jerome Rosen. The SEC's four-count complaint alleged that these defendants sold unregistered securities — shares of common stock of Systems of Excellence, Inc. ("SOE") — in violation of §§ 5(a...

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