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S.E.C. v. CALVO

No. 02-13445.

378 F.3d 1211 (2004)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff-Appellee, v. William A. CALVO, III, Defendant-Appellant.

United States Court of Appeals, Eleventh Circuit.

July 27, 2004.

Attorney(s) appearing for the Case

Hala A. Sandridge, Fowler, White Gillen Boggs, Villareal et al., Tampa, FL, for Defendant-Appellant.

Michael A. Conley, Eric Summergrad, Luis de la Torre, Washington, DC, for Plaintiff-Appellee.

Before TJOFLAT and CARNES, Circuit Judges, and CONWAY, District Judge.

PER CURIAM:

This appeal arises from an enforcement action brought by the Securities and Exchange Commission ("SEC") against William A. Calvo III ("Calvo"), Diversified Corporate Consulting Group ("Diversified"), Jerome E. Rosen ("Rosen"), and Joseph D. Radcliffe ("Radcliffe") for violations of the Federal Securities Act of 1933 ("the Securities Act"), and the Federal Securities Exchange Act of 1934 ("the Exchange Act").

The instant Order concerns only Calvo...

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