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JOYNER v. RAYMOND JAMES FINANCIAL SERVICES

No. A04A0133.

602 S.E.2d 871 (2004)

268 Ga. App. 835

JOYNER v. RAYMOND JAMES FINANCIAL SERVICES, INC.

Court of Appeals of Georgia.

July 30, 2004.

Attorney(s) appearing for the Case

Shapiro, Fussell, Wedge & Smotherman, Daniel I. MacIntyre IV, Robert M. Sommers, for appellant.

Hunton & Williams, Scott M. Ratchick, for appellee.

ELLINGTON, Judge.

This litigation began when John C. Joyner, as guardian of the property of an incapacitated adult, Fredna M. Cottingham, filed a claim with the National Association of Securities Dealers, Inc. ("NASD") against Raymond James Financial Services, Inc. ("Raymond James") and two of its brokers. After a hearing, the arbitration panel issued an award in favor of Joyner. Raymond James filed a petition in the Superior Court of Fulton County to vacate or modify...

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