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SCHAFFER EX REL. LASERSIGHT INCORPORATED v. CC INVESTMENTS, LDC

No. 99 Civ.2821(VM).

286 F.Supp.2d 279 (2003)

Barbara SCHAFFER, on behalf of LASERSIGHT INCORPORATED Plaintiff, v. CC INVESTMENTS, LDC, Castle Creek Partners, LLC, Societe Generale Shepherd Investments International, Ltd., Stark International, Brian J. Stark, Michael A. Roth, and Lasersight Incorporated, Defendants.

United States District Court, S.D. New York.

October 2, 2003.

Attorney(s) appearing for the Case

Glenn F. Ostrager, Joshua Seth Broitman, Ostrager, Chong, Flaherty & Onofrio, PC, Paul D. Wexler, Bragar, Wexler, Eagel & Morgenstern, LLP, New York City, for Barbara Schaffer, Plaintiff.

Scott Edelman, Milbank Tweed Hadley & McCloy, Scot A. Edelman, Milbakn, Tweed, Hadley & McCloy LLP, New York City, for CC Investments, LDC, Castle Creek Partners, LLC, Defendants.

Steven Carl Bennett, Jones, Day, Reavis & Pogue, New York City, for Societe Generale, Defendant.

Matthew Lawrence Craner, Daniel J. Kramer, Schulte Roth & Zabel, LLP, New York City, for Shepard Investments International, Ltd., Stark International, Brian J. Stark, Michael A. Roth, Defendants.

Gary Meyerhoff, Sonnenschein, Nath & Rosenthal, New York City, for Lasersight Incorporated, Defendant.

DECISION AND ORDER

MARRERO, District Judge.

Plaintiff Barbara Schaffer ("Schaffer") brings this action pursuant to Section 16(b) of the Securities Exchange Act of 1934 (the "Act"), 15 U.S.C. § 78b (" § 16(b)"), for disgorgement of short-swing profits allegedly obtained by Defendants1 acting as a group in violation of that section of the Act. The Court has issued several rulings concerning various aspects of this...

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