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MASON v. DUPONT DIRECT FINANCIAL HOLDINGS, INC.

302 A.D.2d 260 (2003)

756 N.Y.S.2d 153

CRAIG MASON, Respondent, v. DUPONT DIRECT FINANCIAL HOLDINGS, INC., et al., Appellants, et al., Respondents.

Appellate Division of the Supreme Court of the State of New York, First Department.

Decided February 20, 2003.

In a separate, earlier proceeding, petitioner sought arbitration against respondent FAB Securities of America, Inc., formerly known as RAS Securities Corp. (FAB), a securities broker-dealer, alleging losses from churning, excessive commissions and unauthorized trading. The arbitration panel awarded petitioner monetary damages, and the Supreme Court, New York County (Michael Stallman, J.), granted petitioner's motion to confirm the award and entered judgment against FAB in...

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