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APPEAL OF BASANI

No. 2001-704.

149 N.H. 259 (2003)

APPEAL OF VIJAY BASANI & a. (New Hampshire Bureau of Securities Regulation)

Supreme Court of New Hampshire.

Opinion Issued: March 14, 2003.

Attorney(s) appearing for the Case

Philip T. McLaughlin, attorney general (Laura E. B. Lombardi, attorney, on the brief and orally), for the State.

Devine, Millimet & Branch, P.A., of Manchester (Alexander J. Walker, Jr. and Daniel E. Will on the brief, and Mr. Walker orally), for the respondents.

BRODERICK, J.

The respondents, Vijay Basani; WebManage Technologies, Inc., New Hampshire (Web); WebManage Technologies, Inc., Delaware (WebManage); and Network Appliance, Inc. (NetApp), appeal from the final order of the director of the New Hampshire Bureau of Securities Regulation (bureau) finding them in violation of the registration and issuer-dealer requirements of the New Hampshire Securities Act. See RSA ch. 421-B (1998 & Supp. 2002). We affirm.<...

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