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GMS GROUP, LLC v. BENDERSON

Docket No. 02-7129.

326 F.3d 75 (2003)

THE GMS GROUP, LLC and Joseph Costa, Plaintiffs-Appellants, v. Nathan BENDERSON, Defendant-Appellee.

United States Court of Appeals, Second Circuit.

Decided: April 7, 2003.

Attorney(s) appearing for the Case

Lionel G. Hest, New York, N.Y. (Fulbright & Jaworski LLP, of counsel), for Plaintiffs-Appellants.

Krista Gottlieb, Buffalo, N.Y. (Mattar & D'Agostino, LLP, of counsel), for Defendant-Appellee.

Before WALKER, Chief Judge, OAKES and MINER, Circuit Judges.

OAKES, Senior Circuit Judge.

The GMS Group, LLC, a securities broker-dealer, and its employee, Joseph Costa (hereinafter collectively "GMS"), appeal from a judgment of the United States District Court for the Western District of New York, John T. Curtin, Judge, confirming the arbitration award of a panel of National Association of Securities Dealers ("NASD") arbitrators, made without written opinion, in favor of Nathan Benderson, a customer of GMS and Costa...

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