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ALAN v. SUPERIOR COURT

No. B164153.

3 Cal.Rptr.3d 377 (2003)

111 Cal.App.4th 217

Jordan ALAN, Petitioner, v. The SUPERIOR COURT of Los Angeles County, Respondent, UBS PaineWebber Inc. et al., Real Parties in Interest.

Court of Appeals of California, Second District, Division One.

Review Denied October 29, 2003.

Attorney(s) appearing for the Case

Overland & Borenstein, Mark E. Overland, Mark A. Borenstein, Santa Monica, and Kelley B. Poleynard for Petitioner.

No appearance for Respondent.

Keesal, Young & Logan, Stephen Young, Thomas R. Trainor, Long Beach, and Dawn M. Schock for Real Parties in Interest UBS PaineWebber Inc. and Correspondent Services Corporation.

Hamburg, Karic, Edwards & Martin, Steven S. Karic and Fredric R. Brandfon, Los Angeles, for Real Party in Interest Bradford A. Phillips.

Bill Lockyer, Attorney General, David S. Chaney, Assistant Attorney General, Lawrence K. Keethe, Supervising Deputy Attorney General, and Amy J. Winn, Deputy Attorneys General for the State of California as Amicus Curiae.

MALLANO, J.

The heir of a deceased investor filed this civil action against the investor's brokers, alleging mismanagement of the investor's accounts. The investment agreements signed by the investor required that all controversies be decided by arbitration before one of the securities industry self-regulatory organizations (SRO's). But all of the SRO's refuse to conduct arbitrations in California because they do not...

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