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S.E.C. v. PRATER

Civil No. 3:03 CV 1524(MRK).

289 F.Supp.2d 39 (2003)

SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. Blake A. PRATER and Wellspring Capital Group, Inc., Defendants.

United States District Court, D. Connecticut.

September 26, 2003.

Attorney(s) appearing for the Case

Franklin C. Huntington, IV, Martin F. Healey, Scott D. Pomfret, U.S. Securities & Exchange Comm., Boston, MA, John B. Hughes, U.S. Attorney's Office, New Haven, CT, for Plaintiff.

Blake A. Prater, Guilford, CT, Pro Se.

Blake A. Prater, Guilford, CT, for Wellspring Capital Group, Inc.

RULING ON MOTION FOR PRELIMINARY INJUNCTION, ORDER FREEZING ASSETS AND ORDER FOR OTHER EQUITABLE RELIEF

KRAVITZ, District Judge.

In this enforcement action against Blake A. Prater and his company, Wellspring Capital Group, Inc. ("Wellspring"), the Securities and Exchange Commission ("SEC") alleges that Defendants have violated Sections 5(a), 5(c), and 17(a) of the Securities Act of 1933 (the "1933 Act...

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