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TANNER v. STATE CORP. COM'N

Record Nos. 020938, 020939, 020940.

580 S.E.2d 850 (2003)

266 Va. 170

David R. TANNER, James C. Perry, and Brian W. Kreider, v. STATE CORPORATION COMMISSION.

Supreme Court of Virginia.

June 6, 2003.

Attorney(s) appearing for the Case

Gary M. Bowman for appellants.

Debra M. Bollinger, Senior Counsel (Phillip DeHaas, Counsel to the Commission; William H. Chambliss, General Counsel, on brief), for appellee.

Amicus Curiae: Securities and Exchange Commission (Giovanni P. Prezioso, General Counsel; Jacob H. Stillman, Solicitor; Randall W. Quinn, Assistant General Counsel, on brief), in support of appellee.

Amicus Curiae: The North American Securities Administrators Association, Inc. (Royce O. Griffin, General Counsel; Donald G. Owens, Troutman Sanders, on brief), Richmond, in support of appellee.

Present: HASSELL, C.J., and LACY, KOONTZ, KINSER, and LEMONS, JJ., and CARRICO and STEPHENSON, S.JJ.

UPON REHEARING FROM THE STATE CORPORATION COMMISSION

OPINION BY Senior Justice ROSCOE B. STEPHENSON, JR.

On January 10, 2003, we rendered an opinion in these consolidated appeals in which we determined whether the State Corporation Commission (the Commission) erred in finding that David R. Tanner, James C. Perry, and Brian W. Kreider violated certain sections of the Virginia Securities Act, Code § 13.1-501 et seq. (the Act). We affirmed, in part...

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