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LIPPITT v. RAYMOND JAMES FINANCIAL SERVICES, INC.

No. 01-17049.

340 F.3d 1033 (2003)

John LIPPITT, on behalf of the general public, Plaintiff-Appellant, v. RAYMOND JAMES FINANCIAL SERVICES, INC.; Merrill Lynch, Pierce, Fenner & Smith, Incorporated; First Union Securities, Inc.; Salomon Smith Barney, Inc.; Painewebber Incorporated; A.G. Edwards & Sons, Inc.; Edward D. Jones & Co., L.P.; Providian Financial; Prudential Securities, Inc.; E Trade Group Inc.; U.S. Bancorp Piper Jaffray, Inc.; Morgan Stanley Dean Witter & Co., Defendants-Appellees.

United States Court of Appeals, Ninth Circuit.

Submission Withdrawn May 12, 2003.

Resubmitted August 18, 2003.

Filed August 25, 2003.

As Amended September 5, 2003.

Second Amendment September 22, 2003.

Attorney(s) appearing for the Case

George S. Trevor and James V. Weixel, Jr., Trevor & Weixel LLP, Corte Madera, California, Scot D. Bernstein, Law Offices of Scot D. Bernstein, Mather Field, California, and Tracy Pride Stoneman, Tracy Pride Stoneman, P.C., Westcliffe, Colorado, for the plaintiff-appellant.

William F. Alderman, Orrick, Herrington & Sutcliffe, San Francisco, California, for defendant-appellee Salomon Smith Barney, Inc.; James A. Hughes, Sullwold & Hughes, San Francisco, California, for defendants-appellees Raymond James Financial Services, Inc. and U.S. Bancorp Piper Jaffray, Inc.; Gregory P. Lindstrom, Joshua Holian, Latham & Watkins, San Francisco, California, for defendant-appellee Morgan Stanley Dean Witter & Co.

Before: Mary M. Schroeder, Chief Judge, Alfred T. Goodwin and Richard R. Clifton, Circuit Judges.

Argued and Submitted January 14, 2003 — San Francisco, California.

ORDER

The parties' joint motion for corrections to opinion is GRANTED. The opinion filed August 25, 2003, and amended September 5, 2005, slip op. 12979, is further amended as follows:

1. Slip op. at 12984, replace the first two words at the top of page "a security" to "an instrument".

2. Slip op. at 12989, replace the last sentence of the last paragraph beginning: ...

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