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MAYO v. DEAN WITTER REYNOLDS, INC.

No. C-01-20336JF (PVT).

258 F.Supp.2d 1097 (2003)

Richard MAYO, on behalf of himself and the People of California, Plaintiff, v. DEAN WITTER REYNOLDS, INC., Morgan Stanley Dean Witter & Co. dba Morgan Stanley Dean Witter, and Does 1-50, Defendants.

United States District Court, N.D. California.

April 22, 2003.

Attorney(s) appearing for the Case

William E. Kennedy, Santa Clara, CA, for Plaintiff.

Sarah A. Good, Palo Alto, CA, Gilbert R. Serota, San Francisco, CA, for Defendants.

Ethan D. Dettmer, F. Joseph Warin, Mark A. Perry, Gibson, Dunn & Crutcher LLP, Washington, DC, for Intervenor NASD Dispute Resolution, Inc.

M. Benjamin Valerio, Linda Dakin-Grimm, Milbank, Tweed, et al., Los Angeles, CA, for Intervenor New York Stock Exchange, Inc.

Mary Maloney Roberts, Judicial Council of California, Office of the General Counsel, San Francisco, CA, for Judicial Council of California.

Amy J. Winn, Sacramento, CA, for Attorney General of the State of California.

Meyer Eisenberg, Jacob H. Stillman, Eric Summergrad, Douglas W. Henkin, Milbank, Tweed, Securities and Exchange Commission, Washington, DC, for Securities and Exchange Commission.

ORDER DENYING PLAINTIFF'S MTION TO VACATE ORDER COPELLING ARBITRATION AND STAYING PROCEEDINGS

FOGEL, District Judge.

On February 4, 2002, the Court granted the motion of Defendant Morgan Stanley Dean Witter & Co. ("Morgan Stanley") to compel arbitration and to stay proceedings. After Plaintiff commenced arbitration proceedings before the New York Stock Exchange, Inc. ("NYSE"), the Judicial Council of California...

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