WASHINGTON SQUARE SECURITIES, INC. v. HICKS

Nos. C2-02-846, C1-02-547.

271 F.Supp.2d 1058 (2003)

WASHINGTON SQUARE SECURITIES, INC., Plaintiff, v. Doris M. HICKS, et al., Defendants. Doris M. Hicks, et al., Plaintiff, v. Washington Square Securities, Inc., Defendant.

United States District Court, S.D. Ohio, Eastern Division.

June 11, 2003.


Attorney(s) appearing for the Case

Jonathan W. Philipp, Esq., Janik & Dorman, L.L.P., Cleveland, OH, for Plaintiff, Washington Square Securities, Inc.

Joel A. Goodman, Esq., Stephen Krosschell, Esq., Clearwater, FL, for Defendants, Doris M. Hicks, et al.


MEMORANDUM & ORDER

HOLSCHUH, District Judge.

This matter is before the Court on the parties' cross-motions to stay/compel arbitration before the National Association of Securities Dealers ("NASD") (Docket Nos. 1 and 10 in C2-02-846; Docket No. 1 in C1-02-547). The sole issue in this case is whether the substantive controversy between the parties falls within the scope of the NASD arbitration rules.

I. Background

In December of...

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