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FERRIS, BAKER WATTS, INC. v. ERNST & YOUNG, LLP

No. Civ.03-3339 (RHK/AJB).

293 F.Supp.2d 1003 (2003)

FERRIS, BAKER WATTS, INC., Plaintiff, v. ERNST & YOUNG, LLP Defendant.

United States District Court, D. Minnesota.

November 24, 2003.

Attorney(s) appearing for the Case

Richard A. Kirby, Dan Marino, and Jessie K. Minier, Preston, Gates, Ellis & Rouvelas Meeds, Washington D.C.; Terence M. Fruth, Thomas E. Jamison, and K. Jon Breyer, Fruth, Jamison & Elsass, P.A., Minneapolis, Minnesota, for Plaintiff.

Miles N. Ruthberg and Ethan J. Brown, Latham & Watkins LLP, Los Angeles, California; Lewis A. Remele, Jr. and Christopher R. Morris, Bassford Remele, Minneapolis, Minnesota, for Defendant.

MEMORANDUM OPINION AND ORDER

KYLE, District Judge.

Introduction

This matter comes before the Court on Defendant's Motion to Dismiss. Plaintiff Ferris, Baker Watts, Inc. ("FWB") alleges that Defendant Ernst & Young, LLP's ("E & Y") audit of MJK Clearing, Inc. ("MJK"), a now-bankrupt securities broker-dealer, violated federal and state securities laws and constituted fraud and professional malpractice under Minnesota common law. E & Y...

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