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U.S. S.E.C. v. VITTOR

No. 02-13876.

323 F.3d 930 (2003)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION, Plaintiff-Appellee, v. Glen T. VITTOR, Defendant-Appellant.

United States Court of Appeals, Eleventh Circuit.

March 7, 2003.

Attorney(s) appearing for the Case

James E. Felman, Kynes, Markman & Felman, P.A., Tampa, FL, for Defendant-Appellant.

Thomas J. Karr, Melinda Hardy, WM Smith Greig, SEC, Office of the Gen. Counsel, Washington, DC, for Plaintiff-Appellee.

Before DUBINA and BLACK, Circuit Judges, and RYSKAMP, District Judge.

DUBINA, Circuit Judge:

This case presents several questions regarding statutory construction. Appellant Glen T. Vittor ("Vittor") appeals the district court's order directing him to comply with the Securities and Exchange Commission ("SEC") decision affirming the National Association of Securities Dealer's ("NASD") sanctions against him. For the reasons that follow, we affirm the district court's order.

I. BACKGROUND...

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