Argued and Submitted May 13, 2003 — San Francisco, California.
OPINION
FISHER, Circuit Judge:
Plaintiffs are residents and qualified voters of a community known as Tortolita, located in Pima County, Arizona. In 1997, an overwhelming majority of Tortolita's qualified voters petitioned the Pima County Board of Supervisors to incorporate Tortolita as a new municipality. Arizona law, however, prohibits the incorporation of a community unless all existing municipalities of 5,000 or more inhabitants within six miles of the community's boundaries give their prior consent. See Ariz.Rev. Stat. § 9-101.01. The City of Tucson and the Towns of Marana and Oro Valley ("Defendants") each has 5,000 or more inhabitants and lies within six miles of the boundaries of Tortolita. All three municipalities have opposed Tortolita's incorporation. Plaintiffs brought the present § 1983 action against Defendants, claiming that the consent requirement of § 9-101.01 violates the Equal Protection Clause of the Fourteenth Amendment because it unjustifiably burdens their right to vote on municipal incorporation.
We hold that § 9-101.01 does not violate equal protection and affirm the district court's grant of summary judgment in favor of Defendants. Although Arizona has created a constitutionally protected right to vote on municipal incorporation, § 9-101.01 does not unconstitutionally burden that right. In the absence of a suspect classification, the Supreme Court has applied strict scrutiny only to voting regulations that prohibit some residents in a given electoral unit from voting, or that dilute the voting power of some residents in a given electoral unit. Section 9-101.01 is not analogous to either of these two types of voting regulations because it treats all residents of the relevant electoral unit, Tortolita, equally. Section 9-101.01 admittedly draws geographical distinctions between those unincorporated communities that are near existing municipalities and those that are not, but we decline to extend strict scrutiny to this type of voting regulation. We conclude that § 9-101.01 is rationally related to Arizona's legitimate interest in regulating the establishment of new municipalities and in protecting the interests of existing ones.
FACTUAL AND PROCEDURAL BACKGROUND
The facts of this case are undisputed.
Before 1961, the same incorporation procedures applied to all unincorporated communities across the state, regardless of their proximity to existing municipalities. See Ariz.Rev.Stat. § 9-101(B) (1956). In 1961, however, the Arizona legislature added a statutory proviso for communities "within six miles of an incorporated city or town ... having a population of five thousand or more." Ariz.Rev.Stat. § 9-101.01(A). Section 9-101.01 designates such communities as "urbanized areas" and prohibits the board of supervisors from acting on a petition to incorporate urbanized areas unless nearby municipalities give their prior consent.
The unincorporated community of Tortolita is located in Pima County, Arizona, and lies within six miles of three municipalities, each with 5,000 or more inhabitants: the City of Tucson and the Towns of Marana and Oro Valley. Under § 9-101.01(B)(1), then, the residents of Tortolita must secure the consent of these municipalities in order to incorporate. In April 1997, the Arizona Legislature passed a statute suspending § 9-101.01(B)(1)'s consent requirement in Pima County between July 21, 1997 and July 15, 1999. 1997 Ariz. Sess. Laws 204 §§ 2.
On July 21, 1997, the day the statute became effective, proponents of incorporation in Tortolita submitted a petition for direct incorporation to the Pima County Board of Supervisors under § 9-101(A). The petition was signed by 72 percent of Tortolita's qualified voters, more than the two-thirds needed. That same day, Tucson brought suit in state court against the State of Arizona and Pima County claiming that the 1997 statutory suspension of the consent requirement violated state constitutional prohibitions against special or local laws. See Ariz. Const. art. 4, part 2, § 19; Ariz. Const. art. 13, § 1.
On November 12, 1997, the Arizona Court of Appeals reversed the superior court judgment, holding that the 1997 statute "is an unconstitutional special and local law" and that "[n]o incorporation which has occurred pursuant to the statute is valid." City of Tucson v. Woods, 191 Ariz. 523, 959 P.2d 394, 403 (1997). The Arizona Supreme Court denied review and the case was remanded to the superior court for further proceedings.
On September 23, 1998, while state court proceedings were ongoing, Plaintiffs filed the instant § 1983 action in federal district court asserting that § 9-101.01 violates the Equal Protection Clause of the Fourteenth Amendment because it impermissibly burdens their right to vote on municipal incorporation.
In a motion filed May 8, 2003, five days before oral argument, Plaintiffs requested that we affirm the district court's grant of summary judgment in favor of Defendants and reserved the right to seek en banc reconsideration. Plaintiffs did not appear at oral argument. Defendants, however, did appear and opposed Plaintiffs' motion.
STANDARD OF REVIEW
We review a grant of summary judgment de novo. Oliver v. Keller, 289 F.3d 623, 626 (9th Cir.2002). Because no genuine dispute of material fact remains, we need determine only whether the district court correctly applied the substantive law. See id.
DISCUSSION
Plaintiffs' sole claim is that § 9-101.01 of the Arizona Revised Statutes violates the Equal Protection Clause of the
Plaintiffs contend that strict scrutiny applies because § 9-101.01 substantially burdens their right to vote. According to Plaintiffs, § 9-101(A) has created a constitutionally protected right to vote on municipal incorporation. Although § 9-101(A) has to do with petitioning for direct incorporation rather than voting in an incorporation election, Plaintiffs argue that petitioning is the constitutional equivalent of voting, citing our decision in Hussey v. City of Portland, 64 F.3d 1260 (9th Cir. 1995). Plaintiffs claim that § 9-101.01 substantially burdens their right to vote on municipal incorporation because it effectively prevents them from exercising that right without the prior consent of Defendants, while placing no such restriction on residents of nonurbanized areas. According to Plaintiffs, § 9-101.01 does not survive strict scrutiny because Defendants have failed to show that it is narrowly drawn to serve a compelling state interest.
Defendants do not dispute that the statute would fail strict scrutiny. They claim, however, that rational basis review applies because § 9-101.01 does not burden the right to vote. Defendants further contend that § 9-101.01 satisfies rational basis scrutiny because its geographic distinction between urbanized and non-urbanized areas is rationally related to the state's legitimate interest in the orderly development and efficient administration of municipal government.
A. Whether Plaintiffs have a right to vote on municipal incorporation
We first address whether Plaintiffs have a constitutionally protected right to vote on municipal incorporation. As Defendants correctly point out, there is no inherent right to vote on municipal incorporation under the federal constitution.
We hold, in light of our decision in Hussey, that Arizona's petition procedure for direct incorporation is sufficiently similar to voting to be treated as such for equal protection purposes. In Hussey, also an equal protection case, we considered whether Oregon's "double majority" procedure for municipal annexation was constitutionally equivalent to voting. 64 F.3d at 1262-65. Under this procedure, a city wishing to annex territory had to obtain the written consent of (1) a majority of all voters registered in the territory to be annexed and (2) owners of a majority of the land in that territory. Or.Rev.Stat. § 199.490(2)(a)(B); see Hussey, 64 F.3d at 1262. Once the city obtained such written consent, it then had to file an annexation resolution with the Oregon Boundary Commission, which retained the ultimate authority to authorize or prohibit the proposed annexation. Or.Rev.Stat. §§ 199.460, 199.490(4)(e). Oregon law also provided for an alternative to the double majority annexation process: a conventional election by a majority of the ballots cast in the affected territory. Or.Rev.Stat. § 222.120(4)(a).
We concluded in Hussey that the written consents of voters required under the double majority annexation procedure were the constitutional equivalent of votes: "Both [votes and written consents] must be returned by registered voters; both are official expressions of an elector's will; both are required to resolve political issues; and both require a majority for success. Without the consent of a double majority of registered voters and landowners, Portland would have had to conduct an election to annex Mid-County." Hussey, 64 F.3d at 1263. We rejected the defendants' argument that "consents" are not votes because the ultimate annexing authority is vested in the Oregon Boundary Commission: "traditional voting often has no direct, dispositive effect, but rather takes effect only when acted upon by others. For example, voters do not choose the president, the electoral college does.... We decline to hold, therefore, that the annexation proceeding here did not involve voting merely because the Boundary Commission ... would have to approve any boundary changes before they took effect." Id. at 1264.
The same reasoning compels us to conclude that signatures on a petition for direct incorporation under Ariz.Rev.Stat. § 9-101(A) are the constitutional equivalent of votes. Like a vote on a ballot, a signature on a petition is an expression of a registered voter's will. And like an election, the petition process requires a majority for success, albeit a two-thirds majority. Furthermore, the petition process serves as a substitute for an election. If
B. Whether strict or rational basis scrutiny applies
Next, we must consider whether § 9-101.01 substantially burdens the right to vote on municipal incorporation, thereby requiring the application of strict scrutiny.
Contrary to Plaintiffs' claims, § 9-101.01 is not analogous to either of these types of regulations. Both the Dunn and Moore lines of cases are concerned with the equal treatment of voters within the governmental unit holding the election, be it a school district, a city or a state. See, e.g., Dunn, 405 U.S. at 336, 92 S.Ct. 995 ("[A] citizen has a constitutionally protected right to participate in elections on an equal basis with other citizens in the jurisdiction." (emphasis added)); Gray, 372 U.S. at 379, 83 S.Ct. 801 ("Once the geographical unit for which a representative is to be chosen is designated, all who participate in the election are to have an equal vote — whatever their race, whatever their sex, whatever their occupation, whatever their income, and wherever there home may be in that geographical unit." (emphasis added)). Our decision in Hussey was also concerned with the equal treatment of voters in a given electoral unit. 64 F.3d at 1262 (applying strict scrutiny to and striking down an ordinance that provided a subsidy to some voters in the area to be annexed, but not to other voters in the same area).
In this case, the relevant electoral unit is Tortolita — not Pima County as Plaintiffs claim. Only residents and qualified voters of Tortolita, not Pima County generally, may petition for Tortolita's direct incorporation under § 9-101(A) or for an incorporation election under § 9-101(B). And if an election were held on Tortolita's incorporation, it would be held in Tortolita only, not across Pima County. Therefore, our equal protection inquiry must focus on Tortolita rather than Pima County. We must ask whether some voters of Tortolita are prohibited from voting while others are not, or whether the votes of Tortolita residents are given unequal weight.
Once the relevant electoral unit is identified as Tortolita, it becomes clear that § 9-101.01 does not merit the application of strict scrutiny. It is undisputed Tortolita's qualified voters are treated equally with respect to the right to vote on municipal incorporation. They each have an equal say in a petition for direct incorporation. Unlike the statutes at issue in Supreme Court's voting rights cases, § 9-101.01 does not prohibit some Tortolita residents from voting while allowing others to do so, nor does it give the votes of some Tortolita residents unequal weight. All Tortolita residents are equally subject to § 9-101.01's consent requirement: none of their petition signatures for direct incorporation under § 9-101(A) has any force or effect unless Tucson, Marana and Oro Valley first consent to Tortolita's incorporation.
Section 9-101.01 undoubtedly discriminates, but it discriminates between different electoral units based on their proximity to existing municipalities, rather than between voters in any single electoral unit. The Supreme Court has never applied strict scrutiny to this type of voting regulation, and we decline to do so here. The Supreme Court has long recognized that
Hunter v. City of Pittsburgh, 207 U.S. 161, 178-79, 28 S.Ct. 40, 52 L.Ed. 15 (1907). Plaintiffs correctly point out that Hunter is a due process case, not an equal protection case, and that it predates the Supreme Court's modern equal protection jurisprudence. The Supreme Court, however, has never expressly limited Hunter's reach to the due process context and relied on Hunter in applying rational basis review in Holt Civic Club v. City of Tuscaloosa, 439 U.S. 60, 99 S.Ct. 383, 58 L.Ed.2d 292 (1978), an equal protection case.
Holt involved an equal protection challenge to state statutes that subjected an unincorporated area to the police powers of Tuscaloosa, the neighboring municipality, without granting residents of the unincorporated area the right to vote in Tuscaloosa elections. Id. at 61-62, 99 S.Ct. 383. The plaintiffs claimed that the statutes infringed their fundamental right to vote and argued for strict scrutiny. After reviewing the same cases that Plaintiffs rely on here — Kramer, Cipriano and Evans — the Court held that the fundamental right to vote was not implicated because the right to vote in municipal elections ends at the city's geographical borders. Id. at 68-69, 99 S.Ct. 383. The Court decided to apply rational basis review, relying in part on Hunter:
Id. at 71, 99 S.Ct. 383. Holt thus suggests that Hunter's unequivocal language regarding state control over municipalities applies in the equal protection context, tempered only by the Court's voting rights cases, which we have already distinguished above.
By enacting § 9-101.01, Arizona delegated some of its control over municipal subdivisions to existing municipalities by authorizing them to veto the incorporation of nearby communities. Tucson, Marana and Oro Valley have each exercised the veto granted to them by Arizona in order to prevent the incorporation of Tortolita. Apart from their claim that the veto violates
We draw further support for the application of rational basis review from the Supreme Court's summary affirmance in Adams v. City of Colorado Springs, 308 F.Supp. 1397 (D.Col.1970), aff'd, 399 U.S. 901, 90 S.Ct. 2197, 26 L.Ed.2d 555 (1970). Adams dealt with an equal protection challenge to Colorado's annexation statute, which gave voters in the territory to be annexed the right to vote on annexation if the territory was not more than two-thirds contiguous with the annexing city, but withheld the right to vote if the territory was more than two-thirds contiguous. Id. at 1400. The plaintiffs argued that the Supreme Court's voting rights cases supported the application of strict scrutiny, but the district court disagreed:
Id. at 1403 (footnote omitted). The district court applied rational basis scrutiny and upheld the annexation statute's constitutionality.
As Plaintiffs correctly point out, "a summary affirmance by [the Supreme] Court is `a rather slender reed' on which to rest future decisions." Morse v. Republican Party of Va., 517 U.S. 186, 203 n. 21, 116 S.Ct. 1186, 134 L.Ed.2d 347 (1996) (quoting Anderson v. Celebrezze, 460 U.S. 780, 784-85, n. 5, 103 S.Ct. 1564, 75 L.Ed.2d 547 (1983)). "[T]he precedential effect of a summary affirmance extends no further than the precise issues presented and necessarily decided by those actions. A summary disposition affirms only the judgment of the court below, and no more may be read into our action than was essential to sustain that judgment." Anderson, 460 U.S. at 784-85 n. 5, 103 S.Ct. 1564 (internal quotation marks and citation omitted). This limiting language, however, does not undermine the precedential value of Adams for the case at bar because the district court's reasoning in Adams was essential to its holding. If the Supreme Court's voting rights cases had extended to the geographical distinction drawn in Colorado's annexation statute, then strict scrutiny would have applied and the Colorado statute would likely have been struck down. In affirming the district court decision in Adams, the Supreme Court necessarily approved the district court's determination that the voting rights cases were inapplicable and that rational basis scrutiny was the proper standard of review. We similarly conclude that rational basis scrutiny applies.
C. Applying rational basis scrutiny
Plaintiffs do not argue that § 9-101.01 fails rational basis scrutiny, and
CONCLUSION
Arizona has created a constitutionally protected right to vote on municipal incorporation. The Supreme Court's equal protection voting rights cases require that the residents of a given unincorporated community be treated equally with respect to the right to vote on incorporation. The state cannot unreasonably prevent some residents of the community from voting, nor can it dilute the voting power of some residents. Section 9-101.01 does not infringe these requirements, and therefore rational basis scrutiny applies. Arizona has a legitimate interest in the orderly development of municipal government, and § 9-101.01 is rationally related to that end. We therefore uphold § 9-101.01 as constitutional.
FootNotes
In Columbia River Gorge, we upheld an equal protection challenge to a federal statute that created an appointed commission to governland use planning in the Columbia River Gorge Area. Id. at 111-12. Residents of the Gorge area, which includes three Oregon and three Washington counties, claimed that the statute violated equal protection because residents outside the area could vote for their land-use planners while those inside the area could not. Id. at 115. Applying rational basis scrutiny, we upheld the geographic classification because "[p]reservation of the Columbia River Gorge Area is a permissible Congressional objective." Id.
Columbia River Gorge is not relevant to the question whether strict or rational basis scrutiny should apply to the Arizona statute at issue here. As we acknowledged in Columbia River Gorge, that case did not involve a state law creating a constitutionally protected right to vote because any Oregon or Washington law that might have created such a right was effectively nullified by the federal statute creating the Columbia Gorge Commission:
Id. The present case, in contrast, does not involve a federal statute; rather, it involves an Arizona state law that we have determined creates a constitutionally protected right to vote on municipal incorporation.
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