1. Home
  2. Browse Decisions
  3. F.3d
  4. 345 F.3d
  5. 345 F.3d 722 (2003)
 

PONCE v. S.E.C.

No. 00-71398.

345 F.3d 722 (2003)

Russell Ponce, Petitioner, v. Securities & Exchange Commission, Respondent.

United States Court of Appeals, Ninth Circuit.

Filed September 29, 2003.

Attorney(s) appearing for the Case

Russell Ponce, Pro se, Reno, Nevada, for the petitioner-appellee.

Michael A. Conley, Securities and Exchange Commission, Washington, D.C., for the respondent-appellant.

Before: Warren J. Ferguson, Melvin Brunetti, and A. Wallace Tashima, Circuit Judges.

Argued and Submitted December 3, 2002 — San Francisco, California.

OPINION

FERGUSON, Circuit Judge:

Petitioner Russell Ponce ("Ponce") petitions for review of the Securities and Exchange Commission ("SEC")'s ruling that he (1) violated the Securities Exchange Act of 1934 ("Exchange Act"), Section 10(b) and Rule 10b-5 thereunder, by preparing and certifying financial statements of American Aircraft Corporation ("AAC"), filed with the SEC, that...

Let's get started

Leagle.com

Welcome to the leading source of independent legal reporting
Sign on now to see your case.
Or view more than 10 million decisions and orders.

  • Updated daily.
  • Uncompromising quality.
  • Complete, Accurate, Current.

Listed below are the cases that are cited in this Featured Case. Click the citation to see the full text of the cited case. Citations are also linked in the body of the Featured Case.

Cited Cases

  • No Cases Found

Listed below are those cases in which this Featured Case is cited. Click on the case name to see the full text of the citing case.

Citing Cases